IMPORTANT MUNICIPAL SECURITIES INFORMATION
(MSRB Rule G-10 Investor Protection & Education Disclosure)
Sierra Pacific Securities, LLC (“SPS”) is a registered broker-dealer with the U.S. Securities and Exchange Commission (“SEC”) and the Municipal Securities Rulemaking Board (“MSRB”). The MSRB is a regulating body which creates rules and policies for investment firms and banks in the issuing and sale of municipal bonds, notes, and other municipal securities and provides protection to investors and potential investors who work with dealers to buy or sell municipal securities.
The MSRB has published an Investor Brochure that describes the protections available under its rules and how to file a complaint with an appropriate regulatory authority. The Investor Brochure can be found at www.MSRB.org.